References

 

(To request a Muthén paper, please email bmuthen@ucla.edu and refer to the number in parenthesis.)

 

Analysis With Categorical Latent Variables (Mixture Modeling)

 

General

 

Agresti, A. (1990).  Categorical data analysis. New York: John Wiley & Sons.

 

Everitt, B.S. & Hand, D.J. (1981).  Finite mixture distributions. London:  Chapman and Hall.

 

McLachlan, G.J. & Peel, D. (2000).  Finite mixture models. New York: Wiley & Sons.

 

Muthén, L.K. & Muthén, B. (1998-2001).  Mplus User’s Guide.  Los Angeles, CA: Muthén & Muthén.

 

Schwartz, G. (1978).  Estimating the dimension of a model.  The Annals of Statistics, 6, 461-464.

 

Titterington, D.M., Smith, A.F.M., & Makov, U.E.  (1985).  Statistical analysis of finite mixture distributions.  Chichester, U.K.:  John Wiley & Sons. 

 

Lo, Y., Mendell, N.R. & Rubin, D.B. (2001).  Testing the number of components in a normal mixture.  Biometrika, 88, 767-778.

 

Vuong, Q.H. (1989).  Likelihod ratio tests for model selection and non-nested hypotheses.  Econometrica, 57, 307-333.

 

Asparouhov, T. & Muthén, B. (2002).  Skew and kurtosis tests in mixture modeling.

 

 

Latent Class Analysis

 

Bandeen-Roche, K., Miglioretti, D.L., Zeger, S.L. & Rathouz, P.J. (1997).  Latent variable regression for multiple discrete outcomes.   Journal of the American Statistical Association, 92, 1375-1386.

 

Bartholomew, D.J. (1987).  Latent variable models and factor analysis. New York: Oxford University Press.

 

Bucholz, K.K., Heath, A.C., Reich, T., Hesselbrock, V.M., Kramer, J.R., Nurnberger, J.I., & Schuckit, M.A. (1996).  Can we subtype alcoholism?  A latent class analysis of data from relatives of alcoholics in a multi-center family study of alcoholism.  Alcohol Clinical Experimental Research, 20, 1462-1471.

 

Clogg, C.C. (1995).  Latent class models.  In G. Arminger, C.C. Clogg & M.E. Sobel (eds.), Handbook of statistical modeling for the social and behavioral sciences (pp. 311-359).  New York: Plenum Press.

 

Clogg, C.C. & Goodman, L.A. (1985).  Simultaneous latent structural analysis in several groups.  In Tuma, N.B. (ed.), Sociological Methodology, 1985 (pp. 81-110). San Francisco:  Jossey-Bass Publishers.

 

Dayton, C.M. & Macready, G.B. (1988). Concomitant variable latent class models. Journal of the American Statistical Association, 83, 173-178.

 

Formann, A. K. (1992).  Linear logistic latent class analysis for polytomous data. Journal of the American Statistical Association, 87, 476-486.

 

Goodman, L.A. (1974).  Exploratory latent structure analysis using both identifiable and unidentifiable models.  Biometrika, 61, 215-231.

 

Hagenaars, J.A & McCutcheon, A. (2002).  Applied latent class analysis.  Cambridge:  Cambridge University Press.

 

Heijden, P.G.M., Dressens, J. & Bockenholt, U. (1996).  Estimating the concomitant-variable latent-class model with the EM algorithm.  Journal of Educational and Behavioral Statistics, 21, 215-229.

 

Lazarsfeld, P.F. & Henry. N.W. (1968).  Latent structure analysis.  New York:  Houghton Mifflin.

 

Muthén, B. (2001).  Latent variable mixture modeling.  In G. A. Marcoulides & R. E. Schumacker (eds.), New Developments and Techniques in Structural Equation Modeling (pp. 1-33).  Lawrence Erlbaum Associates.  (#86)

 

Muthén, B. & Muthén, L. (2000).  Integrating person-centered and variable-centered analysis: growth mixture modeling with latent trajectory classes.  Alcoholism: Clinical and Experimental Research, 24, 882-891 (#85)

 

Nestadt, G., Hanfelt, J., Liang, K.Y., Lamacz, M., Wolyniec, P., & Pulver, A.E. (1994).  An evaluation of the structure of schizophrenia spectrum personality disorders.  Journal of Personality Disorders, 8, 288-298.

 

Rindskopf, D. (1990).  Testing developmental models using latent class analysis.  In A. von Eye (Ed.), Statistical methods in longitudinal research: Time series and categorical longitudinal data (Vol 2, pp. 443-469).  Boston: Academic Press.

 

Rindskopf, D., & Rindskopf, W.  (1986).  The value of latent class analysis in medical diagnosis.  Statistics in Medicine, 5, 21-27. 

 

Stoolmiller, M. (2001). Synergistic interaction of child manageability problems and parent-discipline tactics in predicting future growth in externalizing behavior for boys. Developmental Psychology, 37, 814-825.

 

Uebersax, J.S., & Grove, W.M. (1990).  Latent class analysis of diagnostic agreement.  Statistics in Medicine, 9, 559-572.

 

Latent Transition Analysis

 

Collins, L.M. & Wugalter, S.E. (1992).  Latent class models for stage-sequential dynamic latent variables.  Multivariate Behavioral Research, 27, 131-157.

 

Collins, L.M., Graham, J.W., Rousculp, S.S., & Hansen, W.B. (1997).  Heavy caffeine use and the beginning of the substance use onset process: An illustration of latent transition analysis. In K. Bryant, M. Windle, & S.West (Eds.), The Science of Prevention: Methodological Advances from Alcohol and Substance Use Research. Washington DC: American Psychological Association. pp. 79-99.

 

Graham, J.W., Collins, L.M., Wugalter, S.E., Chung, N.K., & Hansen, W.B. (1991).  Modeling transitions in latent stage- sequential processes: A substance use prevention example.  Journal of Consulting and Clinical Psychology, 59, 48-57.

 

Kandel, D.B., Yamaguchi, K., & Chen, K. (1992).  Stages of progression in drug involvement from adolescence to adulthood: Further evidence for the gateway theory.  Journal of Studies of Alcohol, 53, 447-457.

 

Mooijaart, A. (1998).  Log-linear and Markov modeling of categorical longitudinal data. In Bijleveld, C. C. J. H., & van der Kamp, T. (eds). Longitudinal data analysis: Designs, models, and methods. Newbury Park: Sage.

 

Reboussin, B.A., Reboussin, D,M., Liang, K.Y., & Anthony, J.C. (1998).  Latent transition modeling of progression of health-risk behavior.  Multivariate Behavioral Research, 33, 457-478.

 

Noncompliance (CACE)

 

Angrist, J.D., Imbens, G.W., Rubin, D.B. (1996).  Identification of causal effects using instrumental variables.  Journal of the American Statistical Association, 91, 444-445.

Jo, B. (1999).  Estimation of intervention effects with noncompliance: Alternative model specifications.  Forthcoming in Journal of Educational and Behavioral Statistics (will appear with comments).

 

Jo, B. (2002).  Statistical power in randomized intervention studies with noncompliance. Psychological Methods, 7, 178-193.

 

Jo, B. (2002). Model misspecification sensitivity analysis in estimating causal effects of interventions with noncompliance.  Statistics in Medicine, 21, 3161 - 3181.

 

Jo, B. & Muthén, B.  (2000).  Longitudinal studies with intervention and noncompliance:  Estimation of causal effects in growth mixture modeling.  To appear in N. Duan and S. Reise (Eds.), Multilevel Modeling: Methodological Advances, Issues, and Applications, Multivariate Applications Book Series, Lawrence Erlbaum Associates.

 

Jo, B. & Muthén, B.  (2001).  Modeling of intervention effects with noncompliance: A latent variable approach for randomized trials.  In G. A. Marcoulides & R. E. Schumacker (eds.), New Developments and Techniques in Structural Equation Modeling (pp. 57-87).  Lawrence Erlbaum Associates. (#90)

 

Little, R.J. & Yau, L.H.Y. (1998).  Statistical techniques for analyzing data from prevention trials: treatment of no-shows using Rubin's causal model.  Psychological Methods, 3, 147-159.

 

Factor Mixture Modeling, SEMM

 

Jedidi, K., Jagpal. H.S. & DeSarbo, W.S. (1997).  Finite-mixture structural equation models for response-based segmentation and unobserved heterogeneity.  Marketing Science, 16, 39-59.

 

Lubke, G. & Muthén, B. (2003).  Performance of factor mixture models.  Under review, Multivariate Behavioral Research. (#94)

 

Growth Mixtures, Latent Class Growth Analysis

 

Jones, B.L., Nagin, D.S. & Roeder, K. (2001).  A SAS procedure based on mixture models for estimating developmental trajectories. Sociological Methods & Research, 29, 374-393.

 

Land, K.C. (2001).  Introduction to the special issue on finite mixture models.  Sociological Methods & Research, 29, 275-281.

 

Li, F., Duncan, T.E, Duncan, S.C. & Acock, A. (2001).  Latent growth modeling of longitudinal data: a finite growth mixture modeling approach.  Structural Equation Modeling, 8, 493-530.

 

Moffitt, T.E. (1993).  Adolescence-limited and life-course persistent antisocial behavior.  Psychological Review, 100, 674-701.

 

Muthén, B.  (2000).  Methodological issues in random coefficient growth modeling using a latent variable framework:  Applications to the development of heavy drinking.  In  Multivariate Applications in Substance use Research, J. Rose, L. Chassin, C. Presson & J. Sherman (eds.), Hillsdale, N.J.:  Erlbaum, pp. 113-140.  (#81)

 

Muthén, B. (2001).  Second-generation structural equation modeling with a combination of categorical and continuous latent variables:  New opportunities for latent class/latent growth modeling.  In Collins, L.M. & Sayer, A. (Eds.), New Methods for the Analysis of Change (pp. 291-322).  Washington, D.C.: APA.  (#82)

 

Muthén, B. (2001).  Latent variable mixture modeling.  In G. A. Marcoulides & R. E. Schumacker (eds.), New Developments and Techniques in Structural Equation Modeling (pp. 1-33).  Lawrence Erlbaum Associates.  (#86)

 

Muthén, B. (2001).  Two-part growth mixture modeling.  University of California, Los Angeles. (#95)

 

Muthén, B. (2002). Beyond SEM: General latent variable modeling.  Behaviormetrika, 29, 81-117. (#96)

 

Muthén, B. & Muthén, L. (2000).  Integrating person-centered and variable-centered analysis: growth mixture modeling with latent trajectory classes.  Alcoholism: Clinical and Experimental Research, 24, 882-891. (#85)

 

Muthén, B. & Shedden, K. (1999).  Finite mixture modeling with mixture outcomes using the EM algorithm.  Biometrics, 55, 463-469. (#78)

 

Muthén, B., Brown, C.H., Masyn, K., Jo, B., Khoo, S.T., Yang, C.C., Wang, C.P., Kellam, S., Carlin, J., & Liao, J. (2000).  General growth mixture modeling for randomized preventive interventions.  Accepted for publication in Biostatistics.  (#87)

 

Muthén, B., Khoo, S.T., Francis, D. & Kim Boscardin, C. (2002).  Analysis of reading skills development from Kindergarten through first grade: An application of growth mixture modeling to sequential processes.  In S.R. Reise & N. Duan (eds), Multilevel Modeling: Methodological Advances, Issues, and Applications (pp. 71 – 89).  Mahaw, NJ: Lawrence Erlbaum Associates.  (#77)

 

Nagin, D.S. (1999).  Analyzing developmental trajectories: a semi-parametric, group-based approach.  Psychological Methods, 4, 139-157.

 

Nagin, D.S. & Land, K.C. (1993).  Age, criminal careers, and population heterogeneity: Specification and estimation of a nonparametric, mixed Poisson model.  Criminology, 31, 327-362.

 

Nagin, D.S. & Tremblay, R.E. (1999). Trajectories of boys' physical aggression, opposition, and hyperactivity on the path to physically violent and non violent juvenile delinquency.  Child Development, 70, 1181-1196.

 

Nagin, D.S. & Tremblay, R.E. (2001).  Analyzing developmental trajectories of distinct but related behaviors:  A group-based method.  Psychological Methods, 6, 18-34.

 

Nagin, D.S., Farrington, D. & Moffitt, T. (1995).  Life-course trajectories of different types of offenders. Criminology, 33, 111-139.

 

Nagin, D.S. & Tremblay, R.E. (2001).  Analyzing developmental trajectories of distinct but related behaviors: a group-based method.  Psychological Methods, 6, 18-34.

 

Pearson, J.D., Morrell, C.H., Landis, P.K., Carter, H.B., & Brant, L.J. (1994).  Mixed-effect regression models for studying the natural history of prostate disease.  Statistics in Medicine, 13, 587-601.

 

Porjesz, B., & Begleiter, H.  (1995).  Event-related potentials and cognitive function in alcoholism.  Alcohol Health & Research World, 19, 108-112.

 

Roeder, K., Lynch, K.G., & Nagin, D.S. (1999).  Modeling uncertainty in latent class membership: A case study in criminology.  Journal of the American Statistical Association, 94, 766-776.

 

Schulenberg, J., O’Malley, P.M., Bachman, J.G., Wadsworth, K.N., & Johnston, L.D.  (1996).  Getting drunk and growing up:  Trajectories of frequent binge drinking during the transition to young adulthood.  Journal of Studies on Alcohol, May, 289-304.

 

Verbeke, G., & Lesaffre, E.  (1996).  A linear mixed-effects model with heterogeneity in the random-effects population.  Journal of the American Statistical Association, 91, 217-221.

 

Zucker, R.A. (1994).  Pathways to alcohol problems and alcoholism: A developmental account of the evidence for multiple alcoholisms and for contextual contributions to risk. In: R.A. Zucker, J. Howard & G.M. Boyd (Eds.), The development of alcohol problems: Exploring the biopsychosocial matrix of risk (pp. 255-289) (NIAAA Research Monograph No. 26).  Rockville, MD: U.S. Department of Health and Human Services.

 

Discrete-Time Survival Analysis

 

Allison, P.D. (1984).  Event History Analysis.  Regression for Longitudinal Event Data.  Quantitative Applications in the Social Sciences, No. 46.  Thousand Oaks:  Sage Publications.

 

Lin, H., Turnbull, B.W., McCulloch, C.E. & Slate, E. (2002).  Latent class models for joint analysis of longitudinal biomarker and event process data: application to longitudinal prostate-specific antigen readings and prostate cancer.  Journal of the American Statistical Association, 97, 53-65.

 

Muthén, B. & Masyn, K. (2001).  Discrete-time survival mixture analysis.

 

Singer, J.D., and Willett, J.B. (1993).  It’s about time:  Using discrete-time survival analysis to study duration and the timing of events.  Journal of Educational Statistics, 18(2), 155-195.

 

Vermunt, J.K. (1997).  Log-linear models for event histories.  Advanced quantitative techniques in the social sciences, vol 8.  Thousand Oaks:  Sage Publications.